Investor protection

Bycreativeagencysites

Providing protection to investors is a key part of the Securities Commission’s (SC) mandate. The OSC works to protect investors by making and enforcing rules governing the securities industry. The Investor Office leads the efforts at the SC to identify and address investor issues and concerns. Making rulesThe SC makes rules that aim to prevent…

The EU’s securities markets regulator, has issued a Public Statement on the Transparency on implementation of IFRS 17 Insurance Contracts.

Bycreativeagencysites

The Statement highlights the importance of issuers accompanying users of their financial statements, so that they understand the expected accounting implications of the new Standard’s application. ESMA’s recommendations cover the disclosures of expected impacts of the initial application of IFRS 17 in the interim and annual financial statements for 2022. ESMA expects management and supervisory…

List of Members

Bycreativeagencysites

All registered brokers or dealers are members by law, with some exceptions. #16 POINTS LLCVEGA ALTA, PR180 DEGREE CAPITAL BD LLCMONTCLAIR, NJ1964 GLOBAL (1964 GLOBAL LLC)NEW YORK, NY1964 GLOBAL LLC (1964 GLOBAL)NEW YORK, NY1ST DISCOUNT BROKERAGE INCLAKE WORTH, FL2021 CAPITAL (2021 CAPITAL LLC)CHICAGO, IL2021 CAPITAL LLC (2021 CAPITAL)CHICAGO, IL303 ALTERNATIVES LLCCHICAGO, IL303 SECURITIES LPCHICAGO, IL5D PARTNERS…